Index:
Checklist for Direct
Equity Investment
|
Particulars |
CRS |
Demat
Account |
||
|
|
BSE Cash |
NSE Cash |
NSE F &
O |
Opening |
|
|
|
|
|
|
|
Photograph - 1 (sign across photograph) |
√ |
√ |
√ |
√ |
|
Passport/Driving License/Election Card (any one
required) |
√ |
√ |
√ |
√ |
|
Copy of Pan Card |
√ |
√ |
√ |
√ |
|
Copy
of Pass book / Account Statements with
Bank Stamp |
√ |
√ |
√ |
|
|
Copy
of Passbook with Bank Stamp |
|
|
|
√ |
|
Copy of Cancelled Cheque with MICR No. |
√ |
√ |
√ |
√ |
|
Copy of Client Master with DP Stamp |
√ |
√ |
√ |
|
|
Sign Required |
12 |
11 |
4 |
28 |
|
IPV Signature |
1 |
1 |
1 |
|
|
Charges
(Rs.) |
115 |
115 |
115 |
431 |
Note:
- Demat
Account Opening Charges of Rs. 511 includes:
-
All the proofs are to be
self-attested.
-
Proofs would be valid for Past 3
months Only.
-
Any Hand Written Changes in Proof
will not be accepted.
-
First holder
-
IPV requirement: Come with original
Pan Card at our office A-96,
-
Cheque In favour of “KGMS BROKING & RESEARCH PVT. LTD.” for
Rs. 210 for Demat A/C Opening & Rs. 115 for Cash and F & O each.
-
Cheque In favour of “ASE Capital Markets Ltd.” for Rs. 221
for Demat A/C Opening.
Checklist for Mutual
Fund Investment
KYC is required for investment of Rs. 50,000 and above.
|
Documents |
Individual |
HUF |
Partnership Firm |
Society |
Trust |
Company |
|
|
|
|
|
|
|
|
|
PAN
Card Copy* |
√ |
√ |
√ |
√ |
√ |
√ |
|
Passport
Photograph* |
√ |
√ |
√ |
√ |
√ |
√ |
|
Address
Proof* |
√ |
√ |
√ |
√ |
√ |
√ |
|
Latest
Bank Account Statement* |
|
√ |
|
|
|
|
|
Certificate
of Incorporation |
|
|
√ |
|
|
√ |
|
Certificate
of Registration* |
|
|
√ |
√ |
√ |
√ |
|
Deed
of Declaration* |
|
√ |
|
|
|
|
|
Partnership/Trust
Deed* |
|
|
√ |
|
√ |
|
|
Resolution
of Trustees/Members meeting |
|
|
|
√ |
√ |
|
|
Bye
Laws |
|
|
|
√ |
√ |
|
|
Letter
of Consent signed |
|
|
√ |
|
|
|
|
Board
Resolution* |
|
|
|
|
|
√ |
|
Memorandum
of Association* |
|
|
|
|
|
√ |
|
Articles
of Association* |
|
|
|
|
|
√ |
|
List
of Authorised Signatories with Specimen signature* |
|
|
√ |
√ |
√ |
√ |
Note:
-
All the documents are to be self-attested.
-
* denotes documents are mandatory for KYC.
Checklist for Fixed
Deposit Investment
KYC is required for investment of Rs. 50,000 and above.
|
Documents |
Individual |
HUF |
Partnership Firm |
Society |
Trust |
Company |
|
|
|
|
|
|
|
|
|
PAN
Card Copy* |
√ |
√ |
√ |
√ |
√ |
√ |
|
Passport
Photograph* |
√ |
√ |
√ |
√ |
√ |
√ |
|
Address
Proof* |
√ |
√ |
√ |
√ |
√ |
√ |
|
Latest
Bank Account Statement* |
|
√ |
|
|
|
|
|
Certificate
of Incorporation |
|
|
√ |
|
|
√ |
|
Certificate
of Registration* |
|
|
√ |
√ |
√ |
√ |
|
Deed
of Declaration* |
|
√ |
|
|
|
|
|
Partnership/Trust
Deed* |
|
|
√ |
|
√ |
|
|
Resolution
of Trustees/Members meeting |
|
|
|
√ |
√ |
|
|
Bye
Laws |
|
|
|
√ |
√ |
|
|
Letter
of Consent signed |
|
|
√ |
|
|
|
|
Board
Resolution* |
|
|
|
|
|
√ |
|
Memorandum
of Association* |
|
|
|
|
|
√ |
|
Articles
of Association* |
|
|
|
|
|
√ |
|
List
of Authorised Signatories with Specimen signature* |
|
|
√ |
√ |
√ |
√ |
Note:
-
All the documents are to be self-attested.
-
* denotes documents are mandatory for KYC.